CANTOR FITZGERALD INVESTMENT ADVISORS L.P. - 20 Mar 2023 Form 4 Insider Report for CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND

Role
Investment Advisor of Issuer, 10%+ Owner
Signature
/s/ Mark Kaplan, CEO of Reporting Person
Issuer symbol
N/A
Transactions as of
20 Mar 2023
Net transactions value
$0
Form type
4
Filing time
21 Mar 2023, 12:47:04 UTC
Previous filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAFIX Class A Shares Disposed to Issuer -499,996 -98% 10,816 20 Mar 2023 Direct F1
transaction CAFIX Class C Shares Award +9,800 9,800 20 Mar 2023 Direct F1
transaction CAFIX Class I Shares Award +490,196 490,196 20 Mar 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person exchanged Class A Shares for Class C Shares and Class I Shares in an exchange transaction with the Issuer that was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.