Alex Driggs - 18 Mar 2026 Form 3 Insider Report for Autolus Therapeutics plc (AUTL)

Role
SVP, Legal Affairs and GC
Signature
/s/ Alex Driggs
Issuer symbol
AUTL
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 19:46:04 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Driggs Alex SVP, Legal Affairs and GC C/O AUTOLUS THERAPEUTICS PLC, THE MEDIAWORKS, 191 WOOD LN, WHITE CITY, LONDON, UNITED KINGDOM /s/ Alex Driggs 18 Mar 2026 0001708997

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUTL American Depositary Shares 18 Mar 2026 Ordinary Shares 18,418 Direct F1
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 45,000 $23.48 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 6,000 $29.86 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 15,800 $12.09 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 11,900 $4.29 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 100,000 $2.86 Direct F3
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 35,100 $1.91 Direct F4
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 35,100 $2.31 Direct F5
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 200,000 $6.11 Direct F6
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 110,000 $1.89 Direct F7
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 148,000 $1.62 Direct F8
holding AUTL Restricted Share Units 18 Mar 2026 American Depositary Shares 33,000 Direct F9, F10
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 22,500 $9.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share.
F2 Fully vested and exercisable.
F3 This option vested 25% on July 22, 2023 and the remainder vests in 36 equal monthly installments thereafter.
F4 This option vested 25% on March 6, 2024 and the remainder vests in 36 equal monthly installments thereafter.
F5 This option vested 25% on October 12, 2024 and the remainder vests in 36 equal monthly installments thereafter.
F6 This option vested 25% on February 23, 2025 and the remainder vests in 36 equal monthly installments thereafter.
F7 This option vested 25% on March 14, 2026 and the remainder vests in 36 equal monthly installments thereafter.
F8 This option vests 25% on March 4, 2027 and the remainder vests in 36 equal monthly installments thereafter.
F9 The restricted share units ("RSUs") vest in four equal annual installments commencing on January 26, 2027.
F10 Each RSU represents a contingent right to receive one Issuer American Depositary Share.