Joshua Jacobs - Jun 7, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Director
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Stock symbol
RESN
Transactions as of
Jun 7, 2021
Transactions value $
$0
Form type
4
Date filed
6/9/2021, 09:12 PM
Previous filing
May 12, 2021
Next filing
Mar 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +13.7K +33.31% 55K Jun 7, 2021 Direct F1
transaction RESN Common Stock Options Exercise +12.7K +23.12% 67.7K Jun 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -13.7K -100% $0.00* 0 Jun 7, 2021 Common Stock 13.7K Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -12.7K -50% $0.00 12.7K Jun 7, 2021 Common Stock 12.7K Direct F1, F3
transaction RESN Restricted Stock Units Award $0 +19.8K $0.00 19.8K Jun 8, 2021 Common Stock 19.8K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
F3 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F4 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.