Sanjiv Lamba - Mar 11, 2024 Form 4 Insider Report for LINDE PLC (LIN)

Role
Chief Executive Officer, Director
Signature
Anthony M. Pepper as attorney-in-fact
Stock symbol
LIN
Transactions as of
Mar 11, 2024
Transactions value $
-$4,665,765
Form type
4
Date filed
3/13/2024, 09:32 PM
Previous filing
Mar 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +11.7K +20.71% $0.00 68.1K Mar 11, 2024 Direct F1
transaction LIN Ordinary Shares Tax liability -$2.5M -5.41K -7.95% $462.55 62.7K Mar 11, 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +6.39K +10.2% $0.00 69.1K Mar 11, 2024 Direct F1
transaction LIN Ordinary Shares Tax liability -$1.37M -2.96K -4.29% $462.55 66.1K Mar 11, 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +3.9K +5.89% $0.00 70K Mar 11, 2024 Direct F3
transaction LIN Ordinary Shares Tax liability -$793K -1.71K -2.45% $462.55 68.3K Mar 11, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +11.7K $0.00 11.7K Mar 11, 2024 Ordinary Shares 11.7K $0.00 Direct F4
transaction LIN Performance Share Units Options Exercise $0 -11.7K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 11.7K $0.00 Direct F4
transaction LIN Performance Share Units Award $0 +6.39K $0.00 6.39K Mar 11, 2024 Ordinary Shares 6.39K $0.00 Direct F5
transaction LIN Performance Share Units Options Exercise $0 -6.39K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 6.39K $0.00 Direct F5
transaction LIN Restricted Stock Units Options Exercise $0 -3.9K -100% $0.00* 0 Mar 11, 2024 Ordinary Shares 3.9K Direct F9
holding LIN Restricted Stock Units 6.41K Mar 11, 2024 Ordinary Shares 6.41K Direct F6
holding LIN Restricted Stock Units 7.02K Mar 11, 2024 Ordinary Shares 7.02K Direct F7
holding LIN Restricted Stock Units 6.34K Mar 11, 2024 Ordinary Shares 6.34K Direct F8
holding LIN Stock Options (right to buy) 41.5K Mar 11, 2024 Ordinary Shares 41.5K $465.29 Direct F10
holding LIN Stock Option (right to buy) 46.4K Mar 11, 2024 Ordinary Shares 46.4K $354.14 Direct F11
holding LIN Stock Options (right to buy) 54.9K Mar 11, 2024 Ordinary Shares 54.9K $270.99 Direct F12
holding LIN Stock Option (right to buy) 41K Mar 11, 2024 Ordinary Shares 41K $253.68 Direct F13
holding LIN Stock Option (right to buy) 37.6K Mar 11, 2024 Ordinary Shares 37.6K $173.13 Direct F14
holding LIN Stock Option (right to buy) 15.5K Mar 11, 2024 Ordinary Shares 15.5K $176.63 Direct F15
holding LIN Deferred Stock Units 274 Mar 11, 2024 Ordinary Shares 274 $274.35 Direct F16, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares acquired pursuant to the payout of a performance share unit ("PSU") grant made on March 8, 2021.
F2 Ordinary shares withheld from the payout to cover tax withholdings.
F3 Ordinary shares acquired pursuant to the payout of a restricted stock unit grant made on March 8, 2021.
F4 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2021-2023 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F5 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual total shareholder return ("TSR") of Linde plc from 2021-2023 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F6 Restricted Stock Units that will vest in full and payout on or about March 7, 2027 in Linde plc Ordinary Shares on a one-for-one basis.
F7 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F9 Restricted Stock Units that paid out on March 11, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2025.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F13 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F14 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F15 This option vests over three years in three consecutive equal annual installments beginning March 20, 2020.
F16 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F17 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.