Guillermo Bichara - 11 Mar 2024 Form 4 Insider Report for LINDE PLC (LIN)

Role
Exec VP & Chief Legal Officer
Signature
Anthony M. Pepper as attorney-in-fact
Issuer symbol
LIN
Transactions as of
11 Mar 2024
Net transactions value
-$5,252,423
Form type
4
Filing time
13 Mar 2024, 21:26:40 UTC
Previous filing
11 Mar 2024
Next filing
06 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +5,980 +22% $0.000000 33,141 11 Mar 2024 Direct F1
transaction LIN Ordinary Shares Tax liability $1,281,788 -2,771 -8.4% $462.55 30,370 11 Mar 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +3,270 +11% $0.000000 33,640 11 Mar 2024 Direct F1
transaction LIN Ordinary Shares Tax liability $700,910 -1,515 -4.5% $462.55 32,125 11 Mar 2024 Direct F2
transaction LIN Ordinary Shares Options Exercise $0 +1,995 +6.2% $0.000000 34,120 11 Mar 2024 Direct F3
transaction LIN Ordinary Shares Tax liability $427,620 -924 -2.7% $462.55 33,195 11 Mar 2024 Direct F2
transaction LIN Ordinary Shares Sale $2,842,105 -6,034 -18% $471.01 27,161 12 Mar 2024 Direct F4
holding LIN Ordinary Shares 2,692 11 Mar 2024 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +5,980 $0.000000 5,980 11 Mar 2024 Ordinary Shares 5,980 $0.000000 Direct F5
transaction LIN Performance Share Units Options Exercise $0 -5,980 -100% $0.000000* 0 11 Mar 2024 Ordinary Shares 5,980 $0.000000 Direct F5
transaction LIN Performance Share Units Award $0 +3,270 $0.000000 3,270 11 Mar 2024 Ordinary Shares 3,270 $0.000000 Direct F6
transaction LIN Performance Share Units Options Exercise $0 -3,270 -100% $0.000000* 0 11 Mar 2024 Ordinary Shares 3,270 $0.000000 Direct F6
transaction LIN Restricted Stock Units Options Exercise $0 -1,995 -100% $0.000000* 0 11 Mar 2024 Ordinary Shares 1,995 Direct F10
holding LIN Restricted Stock Units 1,595 11 Mar 2024 Ordinary Shares 1,595 $0.000000 Direct F7
holding LIN Restricted Stock Units 1,680 11 Mar 2024 Ordinary Shares 1,680 Direct F8
holding LIN Restricted Stock Units 1,535 11 Mar 2024 Ordinary Shares 1,535 Direct F9
holding LIN Stock Options (right to buy) 10,345 11 Mar 2024 Ordinary Shares 10,345 $465.29 Direct F11
holding LIN Stock Options (right to buy) 11,085 11 Mar 2024 Ordinary Shares 11,085 $354.14 Direct F12
holding LIN Stock Options (right to buy) 13,280 11 Mar 2024 Ordinary Shares 13,280 $270.99 Direct F13
holding LIN Stock Options (right to buy) 20,975 11 Mar 2024 Ordinary Shares 20,975 $253.68 Direct F14
holding LIN Stock Options (right to buy) 26,155 11 Mar 2024 Ordinary Shares 26,155 $173.13 Direct F11
holding LIN Stock Options (right to buy) 26,980 11 Mar 2024 Ordinary Shares 26,980 $176.63 Direct F15
holding LIN Stock Options (right to buy) 38,800 11 Mar 2024 Ordinary Shares 38,800 $154.00 Direct F16
holding LIN Stock Options (right to buy) 40,100 11 Mar 2024 Ordinary Shares 40,100 $118.71 Direct F17
holding LIN Deferred Stock Units 729 11 Mar 2024 Ordinary Shares 729 Direct F18, F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares acquired pursuant to the payout of a performance share unit ("PSU") grant made on March 8, 2021.
F2 Ordinary shares withheld from the payout to cover tax withholdings.
F3 Ordinary shares acquired pursuant to the payout of a restricted stock unit grant made on March 8, 2021.
F4 The price reported is the weighted average sale price. The sale prices ranged from $470.94 to $471.09. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2021-2023 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F6 The PSU paid out on March 11, 2024 and the number of shares awarded and paid out was determined based upon the average annual total shareholder return ("TSR") of Linde plc from 2021-2023 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2021.
F7 Restricted Stock Units that will vest in full and payout on or about March 7, 2027 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F9 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F10 Restricted Stock Units that paid out on March 11, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F11 This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F13 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F14 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F15 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F16 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F17 This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F18 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F19 Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.