Stephen F. Angel - 01 Aug 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Director
Signature
Anthony M. Pepper as attorney-in-fact
Issuer symbol
LIN
Transactions as of
01 Aug 2023
Net transactions value
-$29,011,711
Form type
4
Filing time
03 Aug 2023, 18:19:49 UTC
Previous filing
05 Jul 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $10,182,134 +99,610 +27% $102.22 469,221 01 Aug 2023 Direct
transaction LIN Ordinary Shares Tax liability $23,595,704 -60,069 -13% $392.81 409,152 01 Aug 2023 Direct F1
transaction LIN Ordinary Shares Options Exercise $39,866 +390 +0.1% $102.22 409,542 01 Aug 2023 Direct
transaction LIN Ordinary Shares Tax liability $92,651 -236 -0.06% $392.59 409,306 01 Aug 2023 Direct F1
transaction LIN Ordinary Shares Sale $15,545,356 -39,695 -9.7% $391.62 369,611 01 Aug 2023 Direct F2
holding LIN Ordinary Shares 71,029 01 Aug 2023 Angel Descendants Trust
holding LIN Ordinary Shares 20,517 01 Aug 2023 2012 Descendants Trust
holding LIN Ordinary Shares 2,268 01 Aug 2023 In trust for children
holding LIN Ordinary Shares 10,876 01 Aug 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Options Options Exercise $0 -100,000 -100% $0.000000* 0 01 Aug 2023 Ordinary Shares 100,000 $102.22 Direct F15
holding LIN Restricted Stock Units 1,373 01 Aug 2023 Ordinary Shares 1,373 Direct F3
holding LIN Restricted Stock Units 12,670 01 Aug 2023 Ordinary Shares 12,670 Direct F4
holding LIN Restricted Stock Units 14,034 01 Aug 2023 Ordinary Shares 14,034 Direct F5
holding LIN Restricted Stock Units 14,454 01 Aug 2023 Ordinary Shares 14,454 Direct F6
holding LIN Restricted Stock Units 31,757 01 Aug 2023 Ordinary Shares 31,757 Direct F7
holding LIN Restricted Stock Units 50,336 01 Aug 2023 Ordinary Shares 50,336 Direct F8
holding LIN Restricted Stock Units 34,429 01 Aug 2023 Ordinary Shares 34,429 Direct F8
holding LIN Restricted Stock Units 32,516 01 Aug 2023 Ordinary Shares 32,516 Direct F9
holding LIN Restricted Stock Units 31,833 01 Aug 2023 Ordinary Shares 31,833 Direct F9
holding LIN Stock Options 133,465 01 Aug 2023 Ordinary Shares 133,465 $253.68 Direct F10
holding LIN Stock Options 177,605 01 Aug 2023 Ordinary Shares 177,605 $176.63 Direct F11
holding LIN Stock Options 169,560 01 Aug 2023 Ordinary Shares 169,560 $173.13 Direct F12
holding LIN Stock Options 318,780 01 Aug 2023 Ordinary Shares 318,780 $154.00 Direct F13
holding LIN Stock Options 435,850 01 Aug 2023 Ordinary Shares 435,850 $118.71 Direct F14
holding LIN Deferred Stock Units 120,435 01 Aug 2023 Ordinary Shares 120,435 $0.000000 Direct F16, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ordinary shares withheld to pay exercise price and taxes.
F2 The price reported is the weighted average sale price. The sale prices ranged from $389.50 to $393.50. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3 The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F4 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F5 Restricted Stock Units granted March 9, 2020 that have vested in full but whose payout has been deferred to a future date.
F6 Restricted Stock Units granted March 20, 2019, that have vested in full but whose payout has been deferred to a future date.
F7 Restricted Stock Units granted February 27, 2018, that have vested in full but whose payout has been deferred to a future date.
F8 Restricted Stock Units granted February 28, 2017, that have vested in full but whose payout has been deferred to a future date.
F9 Restricted Stock Unit award granted February 23, 2016, that has vested in full but whose payout has been deferred to a future date.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F13 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F14 This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F15 This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
F16 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis
F17 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.