Peter B. Crawford - 16 Apr 2024 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
CFO
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
16 Apr 2024
Net transactions value
-$681,015
Form type
4
Filing time
18 Apr 2024, 21:10:37 UTC
Previous filing
05 Mar 2024
Next filing
26 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale $434,215 -6,114 -9.2% $71.02 60,567 16 Apr 2024 by Trust F1
transaction SCHW Common Stock Options Exercise $155,908 +5,482 $28.44 0 18 Apr 2024 Direct F2
transaction SCHW Common Stock Sale $402,708 -5,482 -8.3% $73.46 60,567 18 Apr 2024 by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -5,482 -50% $0.000000 5,481 18 Apr 2024 Common Stock 5,482 $28.44 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Reflects the contribution of 5,482 shares received upon exercise of the option to a trust.
F3 The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.