James Lowe - Apr 1, 2019 Form 4 Insider Report for urban-gro, Inc. (UGRO)

Role
Director
Signature
/s/ James Lowe
Stock symbol
UGRO
Transactions as of
Apr 1, 2019
Transactions value $
$1,338,837
Form type
4
Date filed
5/18/2023, 07:35 PM
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UGRO Common Stock Purchase $47.2K +25K +6.27% $1.89 423K May 18, 2023 Direct
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Purchase $0 +17.2K +4.51% $0.00 398K Jun 15, 2022 Direct F1
transaction UGRO Common Stock Other $0 +107K +39.26% $0.00 381K Jun 4, 2021 Direct F2
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Award $0 +8.52K +3.21% $0.00 274K May 27, 2021 Direct F3
transaction UGRO Common Stock Conversion of derivative security $1.03M +138K +108.37% $7.50* 265K Feb 17, 2021 Direct F4
transaction UGRO Common Stock Purchase $50K +20.8K +19.57% $2.40 127K Dec 8, 2020 Direct
transaction UGRO Common Stock Purchase $207K +69K +184.4% $3.00 106K Dec 7, 2020 Direct
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Award $0 +14.4K +62.35% $0.00 37.4K May 28, 2020 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UGRO Common Stock Option Award $0 +1.67K +7.69% $0.00 23.3K Apr 1, 2019 Common Stock 1.67K $7.20 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 BOD Compensation 2022. The restricted Stock will vest on June 16, 2023.
F2 Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
F3 BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
F4 Conversion and final payment of previously reported promissory note.
F5 BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
F6 Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
F7 The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.