Seth P. Bernstein - 19 Aug 2025 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Signature
/s/ Seth P. Bernstein
Issuer symbol
AB
Transactions as of
19 Aug 2025
Transactions value $
-$270,735
Form type
4
Filing time
20 Aug 2025, 18:01:06
Previous filing
14 Aug 2025
Next filing
25 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BERNSTEIN SETH P President and CEO, Director C/O ALLIANCEBERNSTEIN, 501 COMMERCE STREET, NASHVILLE /s/ Seth P. Bernstein 20 Aug 2025 0001705584

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Sale -$252K -6.27K -2.32% $40.13 264K 19 Aug 2025 Direct F1, F2
transaction AB AB Holding Units Sale -$19.2K -480 -0.18% $40.00 263K 20 Aug 2025 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2 Reporting Person sold 6,268 AB Holding Units at prices ranging from $40.00 to $40.44 per Unit. The price set forth in the table represents the weighted average sales price.
F3 Reporting Person sold 480 AB Holding Units at $40.00 per Unit.