SETH P. BERNSTEIN - 01 Dec 2023 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
President and CEO, Director
Signature
/s/ Seth P. Bernstein
Issuer symbol
AB
Transactions as of
01 Dec 2023
Net transactions value
-$1,150,393
Form type
4
Filing time
04 Dec 2023, 18:13:34 UTC
Previous filing
15 Aug 2023
Next filing
05 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability $2,080,226 -71,510 -20% $29.09 286,011 01 Dec 2023 by rabbi trust under employee incentive compensation plan F1, F2, F3
transaction AB AB Holding Units Tax liability $929,833 +31,964 +14% $29.09 256,634 01 Dec 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2023, 71,510 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,546 AB Holding Units were withheld for tax purposes and 31,964 AB Holding Units were delivered to him.
F3 The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.