Seth P. Bernstein - 31 Jan 2023 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
President and CEO, Director
Signature
/s/ Seth P. Bernstein
Issuer symbol
AB
Transactions as of
31 Jan 2023
Transactions value $
-$2,858,528
Form type
4
Filing time
02 Feb 2023, 18:09:45
Previous filing
14 Dec 2022
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$2.86M -75.4K -17.42% $37.91 358K 31 Jan 2023 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 225K 31 Jan 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On January 31, 2023, 149,869 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 75,403 AB Holding Units were withheld for tax purposes and 74,466 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 31, 2023).