Seth P. Bernstein - Dec 1, 2022 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
President and CEO, Director
Signature
/s/ Seth P. Bernstein
Stock symbol
AB
Transactions as of
Dec 1, 2022
Transactions value $
-$1,167,642
Form type
4
Date filed
12/5/2022, 04:29 PM
Previous filing
Aug 17, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$1.17M -28.7K -6.86% $40.70 390K Dec 1, 2022 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 150K Dec 1, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2022, 51,878 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 28,689 AB Holding Units were withheld for tax purposes and 23,189 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).