Seth P. Bernstein - 01 Dec 2022 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
President and CEO, Director
Signature
/s/ Seth P. Bernstein
Issuer symbol
AB
Transactions as of
01 Dec 2022
Transactions value $
-$1,167,642
Form type
4
Filing time
05 Dec 2022, 16:29:10 UTC
Previous filing
17 Aug 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$1.17M -28.7K -6.86% $40.70 390K 01 Dec 2022 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 150K 01 Dec 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2022, 51,878 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 28,689 AB Holding Units were withheld for tax purposes and 23,189 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).