Seth Bernstein - Dec 1, 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
President and CEO, Director
Signature
/s/ Seth P. Bernstein
Stock symbol
AB
Transactions as of
Dec 1, 2021
Transactions value $
-$996,952
Form type
4
Date filed
12/3/2021, 04:17 PM
Previous filing
Aug 23, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$997K -20K -5.56% $49.95 339K Dec 1, 2021 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 127K Dec 1, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2021, 34,783 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 19,959 AB Holding Units were withheld for tax purposes and 14,824 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).