Andrew David Oddie - May 12, 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF COMMERCIAL OFFICER
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
May 12, 2025
Transactions value $
-$47,482
Form type
4
Date filed
5/14/2025, 05:02 PM
Previous filing
Apr 23, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oddie Andrew David CHIEF COMMERCIAL OFFICER C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie 2025-05-14 0001926483

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -19.3K -100% $0.00 0 May 12, 2025 CLASS A COMMON STOCK 19.3K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of RSUs on May 12, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.205, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5 On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.