Yves le Pendeven - 12 Mar 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Issuer symbol
FNKO
Transactions as of
12 Mar 2025
Net transactions value
$0
Form type
4
Filing time
14 Mar 2025, 19:34:52 UTC
Previous filing
10 Mar 2025
Next filing
18 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +8,400 +24% $0.000000 43,209 13 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Award $0 +39,069 $0.000000 39,069 12 Mar 2025 CLASS A COMMON STOCK 39,069 Direct F1, F2
transaction FNKO Option to Purchase Class A Common Stock Award $0 +29,300 $0.000000 29,300 12 Mar 2025 CLASS A COMMON STOCK 29,300 $7.38 Direct F3
transaction FNKO Restricted Stock Units Options Exercise $0 -8,400 -25% $0.000000 25,200 13 Mar 2025 CLASS A COMMON STOCK 8,400 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F3 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.