Tracy D. Daw - 06 Mar 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Issuer symbol
FNKO
Transactions as of
06 Mar 2025
Net transactions value
$0
Form type
4
Filing time
10 Mar 2025, 19:46:24 UTC
Previous filing
20 Dec 2024
Next filing
14 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +5,274 +83% $0.000000 11,636 06 Mar 2025 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +4,343 +37% $0.000000 15,979 08 Mar 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -5,274 -33% $0.000000 10,547 06 Mar 2025 CLASS A COMMON STOCK 5,274 Direct F1, F3
transaction FNKO Restricted Stock Units Options Exercise $0 -4,343 -50% $0.000000 4,343 08 Mar 2025 CLASS A COMMON STOCK 4,343 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 The 21,094 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.