Andrew David Oddie - Feb 6, 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF COMMERCIAL OFFICER
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
Feb 6, 2025
Transactions value $
-$1,569
Form type
4
Date filed
2/10/2025, 04:30 PM
Previous filing
Jan 6, 2025
Next filing
Mar 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $3.51K +359 +1.78% $9.77 20.5K Feb 6, 2025 Direct
transaction FNKO CLASS A COMMON STOCK Sale -$5.08K -359 -1.75% $14.14 20.2K Feb 6, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Option to Purchase Class A Common Stock Options Exercise $0 -359 -1.35% $0.00 26.2K Feb 6, 2025 CLASS A COMMON STOCK 359 $9.77 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 16, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 16, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4 The option has vested and become exercisable with respect to 25% of the original grant of 34,400 shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.