Michael C. Lunsford - Sep 30, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Director
Signature
/s/ Tracy D. Daw, as Attorney-in-Fact for Michael C. Lunsford
Stock symbol
FNKO
Transactions as of
Sep 30, 2024
Transactions value $
-$88,444
Form type
4
Date filed
10/2/2024, 07:17 PM
Previous filing
Aug 15, 2024
Next filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +17K +17.18% $0.00 116K Sep 30, 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$88.4K -7.36K -6.35% $12.02 109K Oct 1, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -17K -100% $0.00 0 Sep 30, 2024 CLASS A COMMON STOCK 17K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units on September 30, 2024 pursuant to a sell to cover instruction.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F5 On August 7, 2024, the Reporting Person was granted 17,000 RSUs, vesting in full on September 30, 2024, subject to the Reporting Person's continued service with the Issuer through the vesting date.