Tracy D. Daw - 13 Sep 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy D. Daw
Issuer symbol
FNKO
Transactions as of
13 Sep 2024
Net transactions value
-$120,000
Form type
4
Filing time
17 Sep 2024, 18:48:05 UTC
Previous filing
03 Jul 2024
Next filing
20 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Sale $120,000 -10,000 -61% $12.00 6,362 13 Sep 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.