Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FNKO | Option to Purchase Class A Common Stock | Options Exercise | $0 | -5.53K | -14.36% | $0.00 | 33K | Sep 13, 2024 | CLASS A COMMON STOCK | 5.53K | $4.01 | Direct | F3, F4 |
transaction | FNKO | Option to Purchase Class A Common Stock | Options Exercise | $0 | -300 | -0.91% | $0.00 | 32.7K | Sep 16, 2024 | CLASS A COMMON STOCK | 300 | $4.01 | Direct | F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
F2 | The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
F3 | Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
F4 | The option is fully vested and exercisable. |