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Signature
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/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie
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Stock symbol
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FNKO
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Transactions as of
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Sep 13, 2024
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Transactions value $
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-$46,602
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Form type
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4
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Date filed
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9/17/2024, 06:46 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
FNKO |
CLASS A COMMON STOCK |
Options Exercise |
$22.2K |
+5.53K |
+13.7% |
$4.01 |
45.9K |
Sep 13, 2024 |
Direct |
|
| transaction |
FNKO |
CLASS A COMMON STOCK |
Sale |
-$66.4K |
-5.53K |
-12.05% |
$12.00 |
40.4K |
Sep 13, 2024 |
Direct |
F1 |
| transaction |
FNKO |
CLASS A COMMON STOCK |
Options Exercise |
$1.2K |
+300 |
+0.74% |
$4.01 |
40.7K |
Sep 16, 2024 |
Direct |
|
| transaction |
FNKO |
CLASS A COMMON STOCK |
Sale |
-$3.61K |
-300 |
-0.74% |
$12.04 |
40.4K |
Sep 16, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
FNKO |
Option to Purchase Class A Common Stock |
Options Exercise |
$0 |
-5.53K |
-14.36% |
$0.00 |
33K |
Sep 13, 2024 |
CLASS A COMMON STOCK |
5.53K |
$4.01 |
Direct |
F3, F4 |
| transaction |
FNKO |
Option to Purchase Class A Common Stock |
Options Exercise |
$0 |
-300 |
-0.91% |
$0.00 |
32.7K |
Sep 16, 2024 |
CLASS A COMMON STOCK |
300 |
$4.01 |
Direct |
F3, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: