Michael C. Lunsford - Jun 13, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Director
Signature
/s/ Tracy D. Daw, as Attorney-in-Fact for Michael C. Lunsford
Stock symbol
FNKO
Transactions as of
Jun 13, 2024
Transactions value $
-$13,294
Form type
4
Date filed
6/14/2024, 04:39 PM
Previous filing
Jun 7, 2024
Next filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +4.69K +3.97% $0.00 123K Jun 13, 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$13.3K -1.3K -1.05% $10.27 121K Jun 14, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -4.69K -100% $0.00* 0 Jun 13, 2024 CLASS A COMMON STOCK 4.69K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units on June 13, 2024 pursuant to a sell to cover instruction.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F5 On June 13, 2023, the Reporting Person was granted 4,688 RSUs, vesting in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date.