Andrew David Oddie - May 12, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF COMMERCIAL OFFICER
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
May 12, 2024
Transactions value $
-$71,227
Form type
4
Date filed
5/14/2024, 05:19 PM
Previous filing
May 1, 2024
Next filing
Jun 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +19.3K +30.17% $0.00 83.4K May 12, 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$71.2K -9.6K -11.52% $7.42 73.8K May 13, 2024 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -19.3K -50% $0.00 19.3K May 12, 2024 CLASS A COMMON STOCK 19.3K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of RSUs on May 12, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5 On May 12, 2022, the Reporting Person was granted 57,971 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.