Yves Le Pendeven - Mar 15, 2024 Form 3 Insider Report for Funko, Inc. (FNKO)

Role
Acting CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Stock symbol
FNKO
Transactions as of
Mar 15, 2024
Transactions value $
$0
Form type
3
Date filed
3/19/2024, 08:49 PM
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNKO CLASS A COMMON STOCK 17.1K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNKO Stock Option (Right to Buy) Mar 15, 2024 CLASS A COMMON STOCK 4.81K $18.00 Direct F1
holding FNKO Stock Option (Right to Buy) Mar 15, 2024 CLASS A COMMON STOCK 1.58K $4.01 Direct F2
holding FNKO Restricted Stock Units Mar 15, 2024 CLASS A COMMON STOCK 317 Direct F3
holding FNKO Stock Option (Right to Buy) Mar 15, 2024 CLASS A COMMON STOCK 9K $19.91 Direct F4
holding FNKO Restricted Stock Units Mar 15, 2024 CLASS A COMMON STOCK 1.72K Direct F5
holding FNKO Stock Option (Right to Buy) Mar 15, 2024 CLASS A COMMON STOCK 9K $17.09 Direct F6
holding FNKO Restricted Stock Units Mar 15, 2024 CLASS A COMMON STOCK 1.79K Direct F7
holding FNKO Stock Option (Right to Buy) Mar 15, 2024 CLASS A COMMON STOCK 27.3K $9.77 Direct F8
holding FNKO Restricted Stock Units Mar 15, 2024 CLASS A COMMON STOCK 8.2K Direct F9
holding FNKO Restricted Stock Units Mar 15, 2024 CLASS A COMMON STOCK 15K Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and exercisable.
F2 1,487 of the shares subject thereto are vested and exercisable and the remaining 88 shares subject thereto will vest in two remaining equal monthly installments on March 29, 2024, and April 29, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 1,266 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 6,375 of the shares subject thereto are vested and exercisable and the remaining 2,625 shares subject thereto will vest in fourteen remaining equal monthly installments on the monthly anniversary of April 21, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 3,436 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 4,500 of the shares subject thereto are vested and exercisable and the remaining 4,500 shares subject thereto will vest in twenty-four remaining equal monthly installments on the monthly anniversary of March 8, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F8 6,825 of the shares subject thereto are vested and exercisable and the remaining 20,475 shares subject thereto will vest in thirty-six equal remaining monthly installments on the monthly anniversary of March 6, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F9 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F10 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 15,000 RSUs will vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney