Andrew David Oddie - Mar 6, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF REVENUE OFFICER
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
Mar 6, 2024
Transactions value $
-$21,943
Form type
4
Date filed
3/8/2024, 06:58 PM
Previous filing
Aug 15, 2023
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +6.88K +15.38% $0.00 51.6K Mar 6, 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$21.9K -3.42K -6.63% $6.41 48.2K Mar 7, 2024 Direct F2, F3
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +4.7K +9.75% $0.00 52.9K Mar 8, 2024 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -6.88K -25% $0.00 20.6K Mar 6, 2024 CLASS A COMMON STOCK 6.88K Direct F1, F5
transaction FNKO Restricted Stock Units Options Exercise $0 -4.7K -33.34% $0.00 9.4K Mar 8, 2024 CLASS A COMMON STOCK 4.7K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of RSUs on March 6, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 to $6.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5 On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.