Thomas Layton - Apr 30, 2021 Form 5 Insider Report for Lux Amber, Corp. (LXAM)

Role
Chairman and CEO, Director
Signature
E. Thomas Layton
Stock symbol
LXAM
Transactions as of
Apr 30, 2021
Transactions value $
-$2,221,250
Form type
5
Date filed
11/17/2021, 01:19 PM
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXAM Common Stock Other -$1.1M -1.1M -23.25% $1.00 3.62M Mar 17, 2021 Direct F1, F2, F3
transaction LXAM Common Stock Other -$1.13M -1.13M -23.72% $1.00 3.62M Apr 20, 2021 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Eleven (11) separate transactions occurred simultaneously
F2 Delivery of shares comprising collateral, in lieu of payment of the promissory note whose repayment was secured by such shares
F3 The price was a function of the timing of the underlying transaction, and varied from $0.40 to $1.00
F4 Thirteen (13) separate transactions occurred simultaneously
F5 Delivery of shares comprising collateral, in lieu of payment of the promissory note whose repayment obligation was secured by such shares
F6 The price was a function of the timing of the underlying loan transaction, and varied from $0.13 to $1.00