Daniel Bresingham - Jan 17, 2023 Form 4 Insider Report for ADT Inc. (ADT)

Role
EVP, Commercial
Signature
/s/ Suzanne Goldberg, attorney-in-fact
Stock symbol
ADT
Transactions as of
Jan 17, 2023
Transactions value $
-$1,949,406
Form type
4
Date filed
1/18/2023, 03:27 PM
Previous filing
Jan 6, 2023
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADT Common Stock Options Exercise $527K +100K +5.17% $5.27 2.03M Jan 17, 2023 Direct
transaction ADT Common Stock Sale -$960K -100K -4.92% $9.60 1.93M Jan 17, 2023 Direct F1, F2
transaction ADT Common Stock Sale -$1.52M -158K -8.17% $9.60 1.78M Jan 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ADT Stock Options Options Exercise $0 -100K -7.93% $0.00 1.16M Jan 17, 2023 Common Stock 100K $5.27 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 Reflects the exercise of vested stock options from the one-time special equity award of stock options issued on March 9, 2020, which vested in part on each of March 9, 2021 and March 9, 2022.