Stuart E. Heflin Jr. - Oct 9, 2023 Form 3 Insider Report for Simply Good Foods Co (SMPL)

Role: SVP & General Manager, Quest
Signature: /s/ Timothy R. Kraft as Attorney-in-Fact for Stuart E. Heflin, Jr.
Stock symbol: SMPL
Transactions as of: Oct 9, 2023
Transactions value $: $0
Form type: 3
Date filed: 10/17/2023, 01:56 PM
Next filing: Nov 13, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SMPL	Common Stock						19.2K	Oct 9, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SMPL	Options to Purchase Common Stock							Oct 9, 2023	Common Stock	3.23K	$40.88	Direct	F2
holding	SMPL	Options to Purchase Common Stock							Oct 9, 2023	Common Stock	3.22K	$38.61	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes at total of 19,220 time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. Of the 19,220 RSUs, 720 vest 100% on November 8, 2023, 965 vest 100% on May 1, 2023, 816 vest in two substantially equal installments beginning November 8, 2023, 1,600 vest in two substantially equal annual installments beginning on May 1, 2023, 1,413 vest in three substantially equal installments beginning November 8, 2023, and 13,706 vest 100% on November 8, 2024, subject in each case to the reporting person's continuous service with the issuer as of each vesting date.
F2	The stock options vest in two substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date.
F3	The stock options vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date.