Timothy A. Matthews - Nov 2, 2021 Form 4 Insider Report for Simply Good Foods Co (SMPL)

Role
VP, Controller and CAO
Signature
/s/ Timothy A. Matthews
Stock symbol
SMPL
Transactions as of
Nov 2, 2021
Transactions value $
-$599,673
Form type
4
Date filed
11/4/2021, 08:49 PM
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMPL Common Stock Options Exercise $180K +15K +201.64% $12.00 22.4K Nov 2, 2021 Direct
transaction SMPL Common Stock Sale -$600K -15K -66.85% $39.98 7.44K Nov 2, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMPL Options to Purchase Common Stock Options Exercise -$180K -15K -45.36% $12.00 18.1K Nov 2, 2021 Common Stock 15K $12.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.78 to $40.05, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.