Uwem Ukpong - Jan 24, 2022 Form 4 Insider Report for Baker Hughes Co (BKR)

Role
EVP, Regions and Alliances
Signature
/s/ Lee Whitley, Attorney-in-fact
Stock symbol
BKR
Transactions as of
Jan 24, 2022
Transactions value $
-$150,536
Form type
4
Date filed
1/26/2022, 06:29 PM
Previous filing
Sep 22, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKR Class A Common Stock Options Exercise +22K +72.71% 52.1K Jan 24, 2022 Direct F1
transaction BKR Class A Common Stock Tax liability -$151K -5.56K -10.64% $27.07 46.7K Jan 24, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BKR Restricted Stock Unit 01_19 Options Exercise $0 -7.25K -100% $0.00* 0 Jan 24, 2022 Class A Common Stock 7.25K Direct F1, F3
transaction BKR Restricted Stock Unit 01_20 Options Exercise $0 -14.7K -50% $0.00 14.7K Jan 24, 2022 Class A Common Stock 14.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2 Includes 142.7212 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.
F3 The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.