Jason Phipps - Dec 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Stock symbol
CIEN
Transactions as of
Dec 20, 2024
Transactions value $
-$776,721
Form type
4
Date filed
12/23/2024, 03:55 PM
Previous filing
Dec 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$48.4K -554 -0.45% $87.38 124K Dec 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$64.7K -741 -0.6% $87.38 123K Dec 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$75.8K -867 -0.7% $87.38 122K Dec 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$42.7K -489 -0.4% $87.38 122K Dec 20, 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$300K -3.44K -2.82% $87.38 118K Dec 20, 2024 Direct F2, F6
transaction CIEN Common Stock Tax liability -$99.5K -1.14K -0.96% $87.38 117K Dec 20, 2024 Direct F2, F7
transaction CIEN Common Stock Tax liability -$145K -1.66K -1.42% $87.38 116K Dec 20, 2024 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.