Jason Phipps - Sep 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Stock symbol
CIEN
Transactions as of
Sep 20, 2023
Transactions value $
-$79,326
Form type
4
Date filed
9/22/2023, 05:46 PM
Previous filing
Jul 5, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$21.7K -453 -0.51% $47.96 87.7K Sep 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$17.9K -373 -0.43% $47.96 87.3K Sep 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$15.8K -329 -0.38% $47.96 86.9K Sep 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$23.9K -499 -0.57% $47.96 86.5K Sep 20, 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.