Jason Phipps - Sep 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Stock symbol
CIEN
Transactions as of
Sep 20, 2022
Transactions value $
-$95,038
Form type
4
Date filed
9/22/2022, 03:22 PM
Previous filing
Jun 23, 2022
Next filing
Sep 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$24.9K -613 -0.77% $40.58 79K Sep 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$27.5K -678 -0.86% $40.58 78.4K Sep 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$22.6K -558 -0.71% $40.58 77.8K Sep 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$20K -493 -0.63% $40.58 77.3K Sep 20, 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.