Jason Phipps - Sep 20, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Sales and Marketing
Signature
By: Michelle Rankin For: Jason Phipps
Stock symbol
CIEN
Transactions as of
Sep 20, 2021
Transactions value $
-$130,389
Form type
4
Date filed
9/22/2021, 02:27 PM
Previous filing
Jun 23, 2021
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$35K -678 -0.85% $51.68 78.7K Sep 20, 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$28.8K -558 -0.71% $51.68 78.1K Sep 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$34.8K -674 -0.86% $51.68 77.4K Sep 20, 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$31.7K -613 -0.79% $51.68 76.8K Sep 20, 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.