Daniel Woolson - 07 Mar 2024 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Signature
By: Paula Darbyshire, Attorney-in-fact For: Daniel Woolson
Issuer symbol
ICUI
Transactions as of
07 Mar 2024
Net transactions value
-$408,557
Form type
4
Filing time
11 Mar 2024, 16:35:34 UTC
Previous filing
01 Dec 2023
Next filing
15 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 +966 +9.8% $0.000000 10,843 07 Mar 2024 Direct F1
transaction ICUI Common Stock Tax liability $44,896 -426 -3.9% $105.39 10,417 07 Mar 2024 Direct
transaction ICUI Common Stock Options Exercise $0 +5,792 +56% $0.000000 16,209 07 Mar 2024 Direct F2
transaction ICUI Common Stock Tax liability $270,220 -2,564 -16% $105.39 13,645 07 Mar 2024 Direct
transaction ICUI Common Stock Options Exercise $0 +2,020 +15% $0.000000 15,665 08 Mar 2024 Direct F2
transaction ICUI Common Stock Tax liability $93,441 -894 -5.7% $104.52 14,771 08 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 -966 -50% $0.000000 966 07 Mar 2024 Common Stock 966 $0.000000 Direct F1, F3, F4, F5
transaction ICUI Common Stock Award $0 +6,459 $0.000000 6,459 08 Mar 2024 Common Stock 6,459 Direct F1, F3, F4, F5
transaction ICUI Performance Shares Options Exercise $0 -5,792 -100% $0.000000* 0 07 Mar 2024 Common Stock 5,792 $0.000000 Direct F2, F6, F7
transaction ICUI Performance Shares Options Exercise $0 -2,020 -100% $0.000000* 0 08 Mar 2024 Common Stock 2,020 $0.000000 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 These Securities are Performance-based Restricted Stock Units (PRSU).
F3 There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F4 One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
F5 These are restricted stock units that fully vest 3 years from the grant date.
F6 There is neither a purchase price nor an exercise price for the PRSUs.
F7 These PRSUs were granted on March 7, 2022 and had a 2-year cliff-vest performance period subject to the satisfaction of performance-based metrics and continuous services through the vest date. The PRSUs were approved for vesting in February 2024 by the Compensation Committee at 200% of the original grant.
F8 These PRSUs were granted on March 8, 2021. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 8 of the first, second, and third year following the year of grant.