Daniel Woolson - 06 Mar 2022 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Signature
By: Paula Darbyshire, Attorney-in-fact For: Daniel Woolson
Issuer symbol
ICUI
Transactions as of
06 Mar 2022
Net transactions value
-$155,232
Form type
4
Filing time
08 Mar 2022, 18:23:56 UTC
Next filing
02 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 +1,444 +18% $0.000000 9,606 06 Mar 2022 Direct F1
transaction ICUI Common Stock Tax liability $155,232 -639 -6.7% $242.93 8,967 06 Mar 2022 Direct
transaction ICUI Common Stock Options Exercise $0 +1,418 +16% $0.000000 10,385 06 Mar 2022 Direct F1
transaction ICUI Common Stock Tax liability $0 -628 -6% $0.000000 9,757 06 Mar 2022 Direct F2
transaction ICUI Common Stock Options Exercise $0 +2,020 +21% $0.000000 11,777 08 Mar 2022 Direct F1
transaction ICUI Common Stock Tax liability $0 -894 -7.6% $0.000000 10,883 08 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Common Stock Award $0 +2,897 $0.000000 2,897 07 Mar 2022 Common Stock 2,897 $0.000000 Direct F2, F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -1,444 -100% $0.000000* 0 06 Mar 2022 Common Stock 1,444 Direct F1, F6, F7
transaction ICUI Performance Shares Options Exercise $0 -2,020 -33% $0.000000 4,040 08 Mar 2022 Common Stock 2,020 $0.000000 Direct F1, F6, F8
transaction ICUI Performance Shares Options Exercise $0 -1,418 -50% $0.000000 1,417 06 Mar 2022 Common Stock 1,418 Direct F1, F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Securities are Performance-based Restricted Stock Units (PRSU).
F2 These securities are Restricted Stock Units.
F3 There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F4 One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
F5 These are restricted stock units that fully vest 3 years from the grant date.
F6 There is neither a purchase price nor an exercise price for the PRSUs.
F7 These PRSUs were granted on March 6, 2019. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.
F8 These PRSUs were granted on March 6, 2021. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.
F9 These PRSUs were granted on March 6, 2020. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on March 6 of the first, second, and third year following the year of grant.