Brian J. Lee - Apr 30, 2024 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role: Chief Risk Officer
Signature: /s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol: GS
Transactions as of: Apr 30, 2024
Transactions value $: -$1,448,383
Form type: 4
Date filed: 5/2/2024, 04:08 PM
Previous filing: Jan 25, 2024
Next filing: Jul 18, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GS	Common Stock, par value $0.01 per share	Options Exercise		+6.58K	+53.21%		19K	Apr 30, 2024	Direct	F1
transaction	GS	Common Stock, par value $0.01 per share	Tax liability	-$1.45M	-3.36K	-17.73%	$430.81	15.6K	Apr 30, 2024	Direct	F2
holding	GS	Common Stock, par value $0.01 per share						14.3K	Apr 30, 2024	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GS	Performance-based Restricted Stock Units	Options Exercise		-6.58K	-100%		0	Apr 30, 2024	Common Stock, par value $0.01 per share	6.58K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.
F2	Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.
F3	Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.