Kate C. Burke - 01 Dec 2022 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
COO & CFO
Signature
/s/ Kate Burke
Issuer symbol
AB
Transactions as of
01 Dec 2022
Net transactions value
-$3,135,406
Form type
4
Filing time
05 Dec 2022, 16:41:07 UTC
Previous filing
14 Dec 2021
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability $3,135,406 -77,037 -59% $40.70 52,900 01 Dec 2022 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 140,205 01 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).