Kate C. Burke - 01 Dec 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
COO & Head of Private Wealth
Signature
/s/ Kate Burke
Issuer symbol
AB
Transactions as of
01 Dec 2021
Net transactions value
-$542,336
Form type
4
Filing time
03 Dec 2021, 16:04:52 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability $542,336 -10,678 -5% $50.79 203,948 01 Dec 2021 by rabbi trust under employee incentive compensation plan F1, F2, F3
holding AB AB Holding Units 30,368 01 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).