Sarah A. Halliday - 31 Dec 2023 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP/President Comm Banking
Signature
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday
Issuer symbol
NBTB
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
14 Feb 2024, 14:17:45 UTC
Previous filing
22 Mar 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +1,380 +24% $0.000000 7,075 31 Dec 2023 401k F1
holding NBTB NBT Bancorp Inc. Common Stock 26,659 31 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Other $0 +169 +3.5% $0.000000 4,982 31 Dec 2023 NBT Bancorp Inc. Common Stock 169 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2023 to 12/31/2023 through NBT Bancorp Inc. 401k Plan.
F2 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F3 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2023 to 12/31/2023 through a NBT Bancorp Inc. deferred compensation plan.