Ruth H. Mahoney - Feb 1, 2024 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP/President of Wealth Mgmt
Signature
By: Annette L. Burns, Power of Attorney For: Ruth H. Mahoney
Stock symbol
NBTB
Transactions as of
Feb 1, 2024
Transactions value $
$69,743
Form type
4
Date filed
2/2/2024, 09:53 AM
Previous filing
Jan 17, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $43.2K +1.16K $37.13 1.16K Feb 1, 2024 401k F1
holding NBTB NBT Bancorp Inc. Common Stock 9.26K Feb 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $26.6K +715 +17.96% $37.14 4.7K Feb 1, 2024 NBT Bancorp Inc. Common Stock 715 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Discretionary transfer of balance to NBT equity investment.
F2 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.