Joseph R. Stagliano - 31 Dec 2022 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role: EVP President of Retail & CIO
Signature: By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Issuer symbol: NBTB
Transactions as of: 31 Dec 2022
Net transactions value: $0
Form type: 5
Filing time: 14 Feb 2023, 08:22:31 UTC
Previous filing: 23 Mar 2022
Next filing: 18 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+99	+0.14%	$0.000000	70,506	31 Dec 2022	Direct	F1
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+225	+3.7%	$0.000000	6,368	31 Dec 2022	401k	F2
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+54	+3%	$0.000000	1,828	31 Dec 2022	NBT Bancorp ESOP	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NBTB	Phantom Stock	Other	$0	+502	+3%	$0.000000	17,122	31 Dec 2022	NBT Bancorp Inc. Common Stock	502		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares were purchased through a Dividend Reinvestment Plan from 1/1/2022 to 12/31/2022.
F2	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. 401k Plan.
F3	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. ESOP Plan.
F4	Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through a NBT Bancorp Inc. deferred compensation plan.