Ruth H. Mahoney - May 5, 2022 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Signature
By: Annette L. Burns, Power of Attorney For: Ruth H. Mahoney
Stock symbol
NBTB
Transactions as of
May 5, 2022
Transactions value $
$86,406
Form type
4
Date filed
5/6/2022, 02:07 PM
Previous filing
Mar 23, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NBTB NBT Bancorp Inc. Common Stock 4.94K May 5, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $86.4K +2.4K $36.05 2.4K May 5, 2022 NBT Bancorp Inc. Common Stock 2.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F2 Discretionary transfer of balance to NBT equity investment.