Andrew S. Kowalczyk III - 28 May 2021 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role: Director
Signature: By: Annette L. Burns, Power of Attorney For: Andrew S. Kowalczyk III
Issuer symbol: NBTB
Transactions as of: 28 May 2021
Net transactions value: +$11,979
Form type: 4
Filing time: 01 Jun 2021, 14:34:25 UTC
Previous filing: 26 May 2021
Next filing: 22 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NBTB	NBT Bancorp Inc. Common Stock						7,608	28 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NBTB	Phantom Stock	Award	$11,979	+304	+14%	$39.40	2,532	28 May 2021	NBT Bancorp Inc. Common Stock	304		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.