Joseph R. Stagliano - May 15, 2021 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP President Retail Banking
Signature
By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Stock symbol
NBTB
Transactions as of
May 15, 2021
Transactions value $
-$137,137
Form type
4
Date filed
5/18/2021, 09:10 AM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$137K -3.4K -4.99% $40.37 64.7K May 15, 2021 Direct
holding NBTB NBT Bancorp Inc. Common Stock 5.97K May 15, 2021 401k
holding NBTB NBT Bancorp Inc. Common Stock 1.72K May 15, 2021 NBT Bancorp ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 14.5K May 15, 2021 NBT Bancorp Inc. Common Stock 14.5K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.