Dean Stoecker - 19 Mar 2024 Form 4 Insider Report for Alteryx, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Christopher M. Lal, by power of attorney
Issuer symbol
N/A
Transactions as of
19 Mar 2024
Net transactions value
$0
Form type
4
Filing time
19 Mar 2024, 16:48:08 UTC
Previous filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Disposed to Issuer -5,520 -100% 0 19 Mar 2024 Direct F1, F2
transaction AYX Class A Common Stock Disposed to Issuer -77,500 -100% 0 19 Mar 2024 By The Dean A. Stoecker Trust dated December 16, 2013 F1, F3, F4
transaction AYX Class A Common Stock Disposed to Issuer -12,449 -100% 0 19 Mar 2024 By TAILY, LLC F1, F3, F5
transaction AYX Class A Common Stock Disposed to Issuer -10,599 -100% 0 19 Mar 2024 By TRILY, LLC F1, F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Class B Common Stock Disposed to Issuer $0 -2,626,125 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 2,626,125 $0.000000 By The Dean A. Stoecker Trust dated December 16, 2013 F1, F3, F4
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings One, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Two, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Three, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Four, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Five, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Six, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Seven, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Eight, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Nine, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Nead Holdings Ten, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -390,690 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 390,690 $0.000000 By Lucy27, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Gabalis Holdings One, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Gabalis Holdings Two, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By Gabalis Holdings Three, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -207,253 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 207,253 $0.000000 By 4610, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -100,000 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 100,000 $0.000000 By Onyx Investments, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -193,748 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 193,748 $0.000000 By Midnight Duck Holdings One, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -193,748 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 193,748 $0.000000 By Midnight Duck Holdings Two, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -423,451 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 423,451 $0.000000 Direct F1, F3
transaction AYX Class B Common Stock Disposed to Issuer $0 -80,000 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 80,000 $0.000000 By 4610 Holdings, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -100,000 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 100,000 $0.000000 By Hickory Branch Investments, LLC F1, F3, F5
transaction AYX Class B Common Stock Disposed to Issuer $0 -100,000 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 100,000 $0.000000 By Fairway Place Investments, LLC F1, F3, F5
transaction AYX Stock Option (Right to Buy) Disposed to Issuer $0 -93,584 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 93,584 $68.26 Direct F1, F6
transaction AYX Stock Option (Right to Buy) Disposed to Issuer $0 -50,505 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 50,505 $153.26 Direct F1, F6
transaction AYX Stock Option (Right to Buy) Disposed to Issuer $0 -153,471 -100% $0.000000* 0 19 Mar 2024 Class A Common Stock 153,471 $27.09 Direct F1, F7
transaction AYX Employee Stock Option (right to buy) Disposed to Issuer $0 -187,500 -100% $0.000000* 0 19 Mar 2024 Class B Common Stock 187,500 $12.30 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dean Stoecker is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
F2 Pursuant to the Merger Agreement and that certain Executive Chairman Agreement, dated October 2, 2020, by and between the Reporting Person and the Issuer, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes.
F3 At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
F4 The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
F5 The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC.
F6 At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.
F7 At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.