Kevin Rubin - Feb 5, 2024 Form 4 Insider Report for Alteryx, Inc. (AYX)

Role: Interim CEO and CFO
Signature: /s/ Christopher M. Lal, by power of attorney
Stock symbol: AYX
Transactions as of: Feb 5, 2024
Transactions value $: $936,334
Form type: 4
Date filed: 2/7/2024, 06:29 PM
Previous filing: Dec 4, 2023
Next filing: Mar 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AYX	Class A Common Stock	Award	$936K	+19.7K	+12.09%	$47.52	183K	Feb 5, 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of performance-based restricted stock units ("PRSUs"). The performance-based conditions of these PRSUs were satisfied by the achievement of an annualized recurring revenue target and a non-GAAP operating margin target during the performance period of January 1, 2023 through December 31, 2023, subject to the status of "Participant's Service" (as defined in the Amended & Restated 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. The PRSUs will vest as follows: (a) 4/12 of the earned PRSUs will vest on March 1, 2024 ("Vesting Start Date") and, thereafter (b) 1/12 of the earned PRSUs will vest on each of the eight (8) designated quarterly vesting dates following the Vesting Start Date, subject to the status of "Participant's Service" on each vesting date. Each PRSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
F2	Includes (i) 102,978 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 933 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2023.

Content

Represents an award of performance-based restricted stock units ("PRSUs"). The performance-based conditions of these PRSUs were satisfied by the achievement of an annualized recurring revenue target and a non-GAAP operating margin target during the performance period of January 1, 2023 through December 31, 2023, subject to the status of "Participant's Service" (as defined in the Amended & Restated 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. The PRSUs will vest as follows: (a) 4/12 of the earned PRSUs will vest on March 1, 2024 ("Vesting Start Date") and, thereafter (b) 1/12 of the earned PRSUs will vest on each of the eight (8) designated quarterly vesting dates following the Vesting Start Date, subject to the status of "Participant's Service" on each vesting date. Each PRSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

Includes (i) 102,978 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 933 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2023.