| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AYX | Class A Common Stock | Tax liability | -$39.8K | -1.05K | -1.31% | $38.05 | 78.5K | May 17, 2023 | Direct | F1, F2 |
| transaction | AYX | Class A Common Stock | Award | $0 | +5.52K | +7.03% | $0.00 | 84.1K | May 17, 2023 | Direct | F2, F3 |
| holding | AYX | Class A Common Stock | 25K | May 17, 2023 | By The Dean A. Stoecker Trust dated December 16, 2013 | F4 | |||||
| holding | AYX | Class A Common Stock | 12.4K | May 17, 2023 | By TAILY, LLC | F5 | |||||
| holding | AYX | Class A Common Stock | 10.6K | May 17, 2023 | By TRILY, LLC | F5 |
| Id | Content |
|---|---|
| F1 | Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. |
| F2 | Includes 5,520 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. |
| F3 | Represents an annual award of restricted stock units ("RSUs") under the non-employee director compensation policy (the "Annual Award") of Alteryx, Inc. (the "Issuer"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 17, 2024, in each case, so long as the director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. |
| F4 | The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust. |
| F5 | The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC. |