Kevin Rubin - Sep 14, 2022 Form 4 Insider Report for Alteryx, Inc. (AYX)

Role: Chief Financial Officer
Signature: /s/ Christopher M. Lal, by power of attorney
Stock symbol: AYX
Transactions as of: Sep 14, 2022
Transactions value $: $0
Form type: 4
Date filed: 9/16/2022, 07:16 PM
Previous filing: Sep 2, 2022
Next filing: Dec 2, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AYX	Class A Common Stock	Award	$0	+9.29K	+8.08%	$0.00	124K	Sep 14, 2022	Direct	F1, F2
transaction	AYX	Class A Common Stock	Award	$0	+13.4K	+10.75%	$0.00	138K	Sep 14, 2022	Direct	F3, F4
transaction	AYX	Class A Common Stock	Award	$0	+2.74K	+1.99%	$0.00	140K	Sep 14, 2022	Direct	F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AYX	Stock Option (Right to Buy)	Disposed to Issuer	$0	-21.4K	-100%	$0.00^*	0	Sep 14, 2022	Class A Common Stock	21.4K	$153.26	Direct	F7
transaction	AYX	Stock Option (Right to Buy)	Disposed to Issuer	$0	-27K	-100%	$0.00^*	0	Sep 14, 2022	Class A Common Stock	27K	$119.84	Direct	F8
transaction	AYX	Stock Option (Right to Buy)	Disposed to Issuer	$0	-4.96K	-100%	$0.00^*	0	Sep 14, 2022	Class A Common Stock	4.96K	$95.46	Direct	F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 14, 2022, the Reporting Person received 9,292 restricted stock units ("RSUs") in exchange for the cancelled options described in footnote 7 to this Form 4. The RSUs were granted under the Issuer's Amended and Restated 2017 Equity Incentive Plan ("2017 EIP"). The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2	Includes (i) 88,498 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
F3	On September 14, 2022, the Reporting Person received 13,353 RSUs in exchange for the cancelled options described in footnote 8 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F4	Includes (i) 101,851 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
F5	On September 14, 2022, the Reporting Person received 2,735 RSUs in exchange for the cancelled options described in footnote 9 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F6	Includes (i) 104,586 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
F7	On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on February 19, 2020 in exchange for the issuance of the RSUs described in footnote 1 to this Form 4.
F8	On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on November 30, 2020 in exchange for the issuance of the RSUs described in footnote 3 to this Form 4.
F9	On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on May 2, 2019 in exchange for the issuance of the RSUs described in footnote 5 to this Form 4.