Christopher M. Lal - Sep 14, 2022 Form 4 Insider Report for Alteryx, Inc. (AYX)

Signature
/s/ Christopher M. Lal
Stock symbol
AYX
Transactions as of
Sep 14, 2022
Transactions value $
$0
Form type
4
Date filed
9/16/2022, 07:15 PM
Previous filing
Sep 2, 2022
Next filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Award $0 +6.76K +8.85% $0.00 83.1K Sep 14, 2022 Direct F1, F2
transaction AYX Class A Common Stock Award $0 +8.9K +10.72% $0.00 92K Sep 14, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Stock Option (Right to Buy) Disposed to Issuer $0 -15.5K -100% $0.00* 0 Sep 14, 2022 Class A Common Stock 15.5K $153.26 Direct F5
transaction AYX Stock Option (Right to Buy) Disposed to Issuer $0 -18K -100% $0.00* 0 Sep 14, 2022 Class A Common Stock 18K $119.84 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 14, 2022, the Reporting Person received 6,758 restricted stock units ("RSUs") in exchange for the cancelled options described in footnote 5 to this Form 4. The RSUs were granted under the Issuer's Amended and Restated 2017 Equity Incentive Plan ("2017 EIP"). The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2 Includes (i) 49,955 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 914 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
F3 On September 14, 2022, the Reporting Person received 8,902 RSUs in exchange for the cancelled options described in footnote 6 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F4 Includes (i) 58,857 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 914 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022.
F5 On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on February 19, 2020 in exchange for the issuance of the RSUs described in footnote 1 to this Form 4.
F6 On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on November 30, 2020 in exchange for the issuance of the RSUs described in footnote 3 to this Form 4.