Christopher M. Lal - Jun 14, 2021 Form 4 Insider Report for Alteryx, Inc. (AYX)

Signature
/s/ Christopher M. Lal
Stock symbol
AYX
Transactions as of
Jun 14, 2021
Transactions value $
-$21,732
Form type
4
Date filed
6/17/2021, 09:01 AM
Next filing
Jun 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Options Exercise $9.18K +339 +0.66% $27.09 51.9K Jun 14, 2021 Direct F1
transaction AYX Class A Common Stock Sale -$28.9K -339 -0.65% $85.36 51.6K Jun 14, 2021 Direct F1, F2, F3
transaction AYX Class A Common Stock Options Exercise $921 +34 +0.07% $27.09 51.6K Jun 15, 2021 Direct F1
transaction AYX Class A Common Stock Sale -$2.9K -34 -0.07% $85.28 51.6K Jun 15, 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Stock Option (Right to Buy) Options Exercise $0 -339 -3.18% $0.00 10.3K Jun 14, 2021 Class A Common Stock 339 $27.09 Direct F5
transaction AYX Stock Option (Right to Buy) Options Exercise $0 -34 -0.33% $0.00 10.3K Jun 15, 2021 Class A Common Stock 34 $27.09 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 37,454 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 563 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021.
F2 Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on June 15, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.23 to $85.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5 The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.